Note:
ONLY PROFILES WHERE CANDIDATE HAS WORKED EXPERIENCE OF CORPORATE ACTIONS FOR DOMESTIC CUSTODY CLIENTS WILL BE CONSIDERED

Grade: AVP
Division: Custody Services
Function: Settlements Unit
Average No. of direct Reportees: 4-5

Job Role / KRA’s:

To handle all types of voluntary corporate action events
To handle processing of primary market events such as IPO, FPO, QIP, Private Placement, etc.
To handle execution of bids on exchange platform for OFS, buyback, open offer, etc.
To handle ASBA processing for rights, IPO, FPO, call money.
To ensure processing of Fund Transfer instructions within TAT.
Familiar with FDI, FVCI regulations, and verification of regulatory documents
Processing of Instructions received from the Clients.
Daily Mutual fund subscriptions and redemptions processing and reporting
To handle client and auditor queries
Various regulatory and internal audits need to be managed.
Ensuring system UAT is completed on a timely basis.
Responsible for having sufficient controls in every process.
Experience in team management and appraisal is required

Requirements

Skills/Knowledge prerequisites

Knowledge of Indian Capital Markets, SEBI & RBI Regulations for reporting of trades.
Knowledge of Corporate Action functions of Custody

Educational Qualifications

Graduate / Post Graduate / CA

Experience Profile

Custody operations knowledge required

Target Companies

Custody Services of Bank

Erforderliche Kompetenzen

Domestic Custody Corporate Actions ProcessingVoluntary Corporate Action Event ProcessingPrimary Market Event Processing (IPO, FPO, QIP, Private Placement)Exchange Bid Execution for OFS, Buybacks, and Open OffersASBA Processing for Rights Issues, IPOs, FPOs, and Call MoneyFund Transfer Instruction Processing and TAT ManagementFDI and FVCI Regulations and Regulatory Document VerificationClient Instruction ProcessingMutual Fund Subscription and Redemption Processing and ReportingClient and Auditor Query ManagementRegulatory and Internal Audit ManagementSystem User Acceptance Testing (UAT) CoordinationOperational Controls Design and ImplementationTeam Management and Performance AppraisalIndian Capital Markets and SEBI/RBI Trade Reporting Regulations

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